If you are a business owner or compliance officer, ensuring you correctly identify all the FCA regulations relevant to your firm is essential. The FCA Handbook Inventory is a digital tool that helps you quickly check, assess, and prove your understanding of every applicable FCA regulation. Save time on compliance checks, avoid missed rules, and keep clear audit records.
FCA Handbook Inventory: What’s Included
- A clear guide on how to use the inventory and make the most of your purchase.
- The latest digital version of the contents of the FCA Handbook, with easy-to-read summaries for every sourcebook.
- Extra-territorial scope assessments highlighting whether there is any overseas applicability that may affect your firm.
- A user-friendly template to record your own internal assessments and compliance status.
- Four pre-filled FCA sourcebook assessments, jump-starting your compliance work.
- Learn more about our other compliance tools, such as our Inventory of UK Public General Acts—a helpful resource covering all UK financial services laws and easy assessment tracking.
Why choose the FCA Handbook Inventory?
- Immediately identify all the sections of FCA regulations that apply to your business.
- No more guesswork: clarity for business owners and compliance leads, with summaries that make it easier to understand whether you might be in scope.
- Supports faster, more accurate reviews for audits or regulator checks, with built-in recording and evidence tools.
- Ideal for UK-regulated firms who want to stay ahead of compliance and avoid fines.
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