FSMA requires firms to notify their employees about the Conduct Rules and ensure they understand what the Conduct Rules mean for them.
Our Conduct Rules Training is a slide pack with a script for the trainer. It includes lots of examples as well as case studies for discussion with delegates.
Your digital download includes:
- Over 20 slides covering the conduct rules
- A script for the trainer
- Additional background notes for the trainer
- Enforcement case studies covering all six conduct rules
- Several case studies for discussion with delegates to illustrate different types of misconduct that may or may not be reportable or notifiable to the regulators
A train the trainer session can be booked separately by completing a Training Request.
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