Conduct Rules Training | SMCR | FCA Compliance

FSMA requires firms to notify their employees about the Conduct Rules and ensure they understand what the Conduct Rules mean for them.

Our Conduct Rules Training is a slide pack with a script for the trainer. It includes lots of examples as well as case studies for discussion with delegates.

Your digital download includes:

• Over 20 slides covering the conduct rules
• A script for the trainer
• Additional background notes for the trainer
• Enforcement case studies covering all six conduct rules
• Several case studies for discussion with delegates to illustrate different types of misconduct that may or may not be reportable or notifiable to the regulators

A train the trainer session can be booked separately by completing a Training Request.