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Conflicts Management Log
£295.00
- Market Abuse
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Conflicts of Interest Register Template
£395.00
- Market Abuse, Risk Assessment
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Market Abuse Risk Assessment
£375.00
- Market Abuse, Risk Assessment
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UK Public General Acts Inventory
£625.00
- Inventories, Risk Assessment, Rules Registers
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Competency Assessment
£195.00
- International Standards, SMCR
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Job Description
£135.00
- International Standards, SMCR
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Global FX Code Implementation Planner
£295.00
- Industry Codes, International Standards, Inventories, Risk Assessment, Rules Registers
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Global Precious Metals Code Implementation Planner
£295.00
- Industry Codes, International Standards, Rules Registers, Templates
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Industry Codes
£195.00
- Industry Codes, International Standards, Market Abuse, Training Packs
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Insider List Template
£225.00
- Getting Authorised, International Standards, Market Abuse
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Conduct Rules Training Slides with Trainer’s Script
£295.00
- Getting Authorised, SMCR, Training Packs
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How to Comply with the SMCR
£595.00
- Getting Authorised, How to Guides, SMCR
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Senior Manager Regime Training for Core Firms
£295.00
- Getting Authorised, SMCR, Training Packs
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SMCR Requirements Matrix for Limited Scope Firms
£245.00
- Getting Authorised, Inventories, SMCR
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SMCR Requirements Matrix for Insurance Firms
£265.00
- Checklists, Getting Authorised, Rules Registers, SMCR, Templates
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SMCR Requirements Matrix for Banks
£265.00
- Checklists, Getting Authorised, Inventories, SMCR, Templates
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SMCR Requirements Matrix for Enhanced Firms
£255.00
- Getting Authorised, Inventories, SMCR, Templates, Checklists
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Internal Delegation Template
£155.00
- Getting Authorised, SMCR
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