Implement world-class standards with our Market Abuse Surveillance Procedures—an expertly drafted resource for compliance officers, risk managers, and senior leaders. This comprehensive guide details the exact steps required to build, document, and maintain effective surveillance measures against market abuse.
Our procedures cover everything a UK-regulated financial firm needs—risk assessment, technology deployment, ongoing staff training, incident management, alert escalation, and audit trails. Each step is spelled out in plain English, ensuring practical adoption by all levels of your organisation. Integration tips help you embed these procedures into your operations without disruption.
Designed to satisfy both FCA and MAR requirements, these procedures stand up to the toughest external scrutiny. Regular updates ensure ongoing relevance as regulation evolves. Appendices include ready-to-use templates and checklists, making it easy to get started or refine your current approach.
Used by leading regulated firms, these procedures help teams identify suspicious patterns, react quickly to risks, and avoid costly regulatory penalties. Confidently manage your surveillance obligations, reduce operational risk, and demonstrate your proactive compliance stance to stakeholders.
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