Safeguard your business with our expertly written Market Abuse Policy, tailored to help UK firms meet the strict standards set by the Financial Conduct Authority and MAR. This policy is an essential addition to your compliance documentation, offering clear definitions of market abuse, staff responsibilities, escalation protocols, and disciplinary procedures.
Easy to read and adapt, it sets out your firm’s stance and requirements, ensuring that all personnel understand their obligations. The structure allows you to detail senior management oversight, staff training mandates, monitoring controls, and reporting lines. Whether you are seeking initial compliance or updating existing documentation, this policy is responsive to changing business models and regulatory updates.
The Market Abuse Policy is designed for use by firms of all sizes. It outlines expectations for personal account dealing, gifts and inducements, management of inside information, and whistleblowing. Implementation notes and model statements let you tailor the content for your business, ensuring a perfect fit with internal processes.
Equip your business with a policy that demonstrates a zero-tolerance approach to market abuse. Build trust with clients, partners, and regulators—set the tone from the top and embed compliance in your company’s DNA.
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