Managing Potential Market Abuse Training

Prepare your team to handle potential market abuse, step by step

With the Managing Potential Market Abuse Training pack, your staff learn exactly what to do when they spot suspicious behaviour. Not only does this training cover FCA expectations, but it also guides you through every stage of an internal investigation. As a result, you can act quickly, protect your firm’s integrity, and show the regulator you take abuse seriously.

Clear, accessible training for all staff

This training is written in plain English with no regulatory jargon. It is suited to compliance teams, front office, sales, trading, and dealing staff—no prior experience with market abuse or FCA rules required. The slides and script explain:

• What the FCA expects when you detect market abuse
• How to structure a thorough internal investigation
• What steps to take after your findings, including reporting and further actions

What’s inside the Managing Potential Market Abuse Training pack?

• 9 fully editable slides in PowerPoint, each focused on key stages: detection, investigation, managing outcomes
• Speaker notes with a full script to help any trainer deliver the session confidently
• Editable graphics, diagrams, and colours so you can add your own company branding
• Step-by-step, real-world examples of how to manage contact with the FCA

Benefits for your business

Regular training will boost staff confidence and create a proactive culture. In addition, your business will respond to market abuse risks quickly, ensuring you meet the FCA’s standards every time.

Get started today—because preparing your team now means fewer problems down the line. Ultimately, the Managing Potential Market Abuse Training pack helps you stay alert, handle investigations correctly, and protect your business reputation at every step.