When you delegate your responsibilities, it is best practice, and regulatory expectation, that you document what you are delegating and to whom. The challenge is to do so in a way that meets regulatory expectations but doesn’t tie you up in paperwork.
Our Internal Delegation templates enable you to do just that and so evidence to the regulator that you are delegating with control.
Contained within your digital download are:
- A delegation template
- A structure against which you record what you are delegating, to whom and how you are comfortable the delegation is appropriate
- Draft text to help guide you on how to complete the template
- An agenda template for meeting with your delegate to ensure they continue to execute the responsibilities effectively
- Sections which indicate where you need to add individual or company-specific information
- Best practice for delegation
- FCA requirements
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