Guide to SMCR Compliance | Practical FCA Guidance

This practical guide to SMCR Compliance enables you to benchmark your implementation against industry best practice.

Our SMCR How to Guide is ideal for businesses wanting to show they are taking SMCR seriously and doing the right thing in their firm based on real regulatory and compliance advisory experience of what other firms are actually doing as best practice, and what both the PRA and FCA have said they expect.

Your digital download includes:

• A practical framework for self assessing your own framework
• An SMCR checklist
• Best practice guidance for implementing SMCR
• Key messages to use internally
• What to include in your policies and procedures
• The common pitfalls to avoid
• A complete list of the current and historic rules, and guidance
• A guide to the regulatory notifications you need to make