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LC Direct
  • Secondary Credit Broking Business Plan

    Secondary Credit Broking Business Plan | FCA Licence Template

    £250.00
    • Authorisations & Permissions, Threshold Conditions
    Add to cart
  • Vulnerable Customer Policy for credit broking

    Vulnerable Customer Policy Template | Credit Broking

    £150.00
    • Authorisations & Permissions, Consumer Duty
    Add to cart
  • Financial Promotions Policy for Credit Broking

    Financial Promotions Policy | Credit Broking

    £150.00
    • Authorisations & Permissions
    Add to cart
  • Complaints Handling Policy for Credit Broking Firms

    Complaints Handling Policy | Credit Broking Firms

    £150.00
    • Authorisations & Permissions, Consumer Duty
    Add to cart
  • Outsourcing Policy for credit broking firms

    Outsourcing Policy | Credit Broking Firms

    £150.00
    • Authorisations & Permissions, Third-Party Risk Management
    Add to cart
  • Compliance monitoring plan for credit brokers

    Compliance Monitoring Plan | Credit Broking Firms

    £150.00
    • Authorisations & Permissions, Governance & Oversight
    Add to cart
  • SALE Secondary Credit Broking Compliance Pack | 7 FCA Templates

    Secondary Credit Broking Compliance Pack | 7 FCA Templates

    £1,150.00 Original price was: £1,150.00.£977.50Current price is: £977.50.
    • Authorisations & Permissions, Threshold Conditions
    Add to cart
  • SALE Board and Senior Management Consumer Duty Toolkit​ - Leaman Crellin

    Board and Senior Management Consumer Duty Toolkit​

    £615.00 Original price was: £615.00.£522.75Current price is: £522.75.
    • Consumer Duty, Governance & Oversight
    Add to cart
  • SALE Consumer Duty Toolkit - Leaman Crellin

    Consumer Duty Toolkit | Compliance Officers

    £1,045.00 Original price was: £1,045.00.£888.25Current price is: £888.25.
    • Consumer Duty
    Add to cart
  • How to Comply with the SMCR - Leaman Crellin

    How to Comply with the SMCR

    £595.00
    • Authorisations & Permissions, Governance & Oversight, Non-financial misconduct and culture frameworks, SMCR
    Add to cart
  • Guide to Suspicious Transaction & Order Reporting - Leaman Crellin

    Guide to Suspicious Transaction & Order Reporting

    £455.00
    • EU Regulatory Requirements, Financial Crime, International Standards, Market Abuse, MiFID II
    Add to cart
  • FTR0920 - How to Guide MiFID II Transaction Reporting - Leaman Crellin

    MiFID II Transaction Reporting Guide

    £725.00
    • EU Regulatory Requirements, Market Abuse, MiFID II
    Add to cart
  • ESGESGF0823 - Principles of Environmental Social and Governance (ESG) - Foundations - Leaman Crellin

    Principles of Environmental Social and Governance (ESG) – Foundations

    £495.00
    • EU Regulatory Requirements, International Standards
    Add to cart
  • PGF0223 - Product Governance Framework - Leaman Crellin

    Product Governance Framework

    £395.00
    • Consumer Duty, EU Regulatory Requirements, Governance & Oversight, MiFID II
    Add to cart
  • ESGGAT0623 - Greenwashing awareness training pack - Leaman Crellin

    Greenwashing Awareness Training for Financial Professionals​

    £495.00
    • International Standards
    Add to cart
  • CFCM0623 - Compliance Manual - Leaman Crellin

    Compliance Manual

    £545.00
    • Authorisations & Permissions, International Standards, MiFID II, Threshold Conditions
    Add to cart
  • Vulnerable Customers Fact Sheet​ - Leaman Crellin

    Vulnerable Customers Fact Sheet​

    £215.00
    • Consumer Duty
    Add to cart

Browse by Topic

  • Authorisations & Permissions3434 products
  • Consumer Duty1313 products
  • EU Regulatory Requirements2828 products
  • Financial Crime1010 products
  • Governance & Oversight2020 products
  • Industry Codes44 products
  • International Standards3232 products
  • Market Abuse2929 products
  • MiFID II3232 products
  • Non-financial misconduct and culture frameworks1616 products
  • SMCR1818 products
  • Third-Party Risk Management11 product
  • Threshold Conditions33 products


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