This Types of Market Abuse training pack covers all types of market abuse. Preventing, detecting and punishing market abuse is a high priority for the FCA and ESMA. It protects consumers, enhances the integrity of markets and promotes competition. Firms need to understand the regulatory intention and the markets expectation to be successful in complying with the market abuse regime. Our Types of Market Abuse training pack on some of the current market abuse themes and how FCA and ESMA are changing their approach.
In delivering the training course you will take delegates through some of the basics about the different types of abusive behaviours through to some key cases and the precedents they set.
This training pack does all the hard work for you enabling you to train your audit, risk and compliance colleagues as well as your front office, sales, trading and dealing desks. While using the pack you will take your delegates through some of the basics right through to the practical things that they can do. This allows compliance offices to make sure their firm meets the FCA and ESMA requirements and best practice.
Your speaker’s notes are written for you as a verbatim script. As a result, you simply need to read it out to deliver a quality training event.
Contained within your digital download are:
- Speaker notes for every slide
- A verbatim script for your trainer to read
- Explanations of key regulatory terminology in a business context
- Coverage of seminal market abuse prosecutions in the UK
- ESMAs review of MAR
- Definitions of key terms
You can book a train the trainer session separately by completing a Training Request.
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