This ready-to-use STOR submission template is for MAR Article 16 compliance. The template is in a structured format to capture all required information for FCA and ESMA suspicious transaction and order reports.
Suspicious Transaction Order Reports (STORs) are critical for the regulators to identify potential market abuse. The requirement to notify the regulators applies broadly. Both FCA and ESMA have said that they feel the number of notifications they receives is low which inhibits its ability to prevent financial crime.
In the UK notifications are made through the FCA Connect system which is only available to those in your firm with a login. This Word document gives you all the fields that FCA Connect requires. As a result you can more easily gather the information you need before entering it into FCA Connect.
It is provided in Word so that you can edit according to your firm’s requirements.
As with all our templates this has been formatted ready to print. The template is in black and white, and uses standard fonts. It is ready for you to apply your corporate branding or just start using.
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