MiFID II Transaction Reporting Guide | FCA & ESMA Compliance

Stay compliant with our MiFID II Transaction Reporting Guide

This MiFID II Transaction Reporting Guide gives your firm step-by-step help with all FCA and ESMA transaction reporting duties. Every regulated business must submit accurate reports on financial transactions. This guide breaks down the complex MiFID II rules and makes them easy to follow for compliance, operations, and management teams.

What does this Guide cover?

• Which transactions must be reported, and which are out of scope
• The key rules and major changes introduced by MiFID II
• Simple definitions for all main terms, with a focus on clarity
• Common reporting problems and practical ways to avoid them
• How to build and update your transaction reporting controls
• Templates and checklists for internal reviews and self-assessment

Easy steps for stronger controls

The guide walks you through the process from start to finish. As a result you will learn how to benchmark your current reporting framework, update your internal policies, and train your staff using plain language examples. Supplemented with checklists and ready-to-use messages which will help make staff communication and regulatory projects much more effective.

Avoid mistakes and save time

Most reporting errors come from unclear rules or lack of training. As such this MiFID II Transaction Reporting Guide highlights where firms most often go wrong and gives simple tips to fix these issues. Real FCA and ESMA expectations and industry comments feature throughout, helping you focus on what truly matters.

Flexible for any firm

Wholesale banks, investment firms, and smaller brokers can all use this guide. Whether you are starting from scratch or reviewing an existing process, the adaptable templates and tools help your business move quickly and confidently.

Why choose this Guide?

• Plain English throughout
• Active, clear instructions
• Sections with clear headings and short paragraphs
• No jargon or legalese
• Focused on practical actions you can take today

Download the MiFID II Transaction Reporting Guide now and make compliant reporting simple for your whole team.